Broker Check
Michael C. Mashburn, Sr., AIF®, MBA

Michael C. Mashburn, Sr., AIF®, MBA

Chief Investment Officer Co-Founder

Educational Background

Birmingham Southern College, Birmingham, AL -Business Administration Degree, 1982
Samford University, Birmingham, AL -Master of Business Administration Degree, 1989

Employment History

1982-1986 Commercial Lending – Southtrust Bank; Birmingham, AL Managed $25mm loan portfolio
1986-1991 Investment Broker-Central Bank; Birmingham, AL. Sold government securities to financial institutions in GA, TN, LA, and TX and sold all types of securities to individuals, corporations, hospitals, retirement plans, etc.
1991-1995 Investment Broker – license held through Vanguard Capital
1991-1996 Senior Vice President – TAPSCAN Analytics, Inc. Responsible for marketing *MORTGAGE-MASTER*
1995-1996 Senior Vice President – International Securities Group, Inc.
1996-2001 Senior Vice President, Branch Manager – Round Hill Securities, Inc.
2002-2006 Executive Vice President/Agency Investment Specialist – Southeastern Financial Group LLC, MassMutual Financial Group
2006-present Managing Director / Co-Founder – Horizons Financial Group, Inc.

Registration & Licenses

Series 7 General Securities Representative Registration
Series 24 General Securities Principal Registration
Series 63 Uniform Securities Agent State Law Registration
Series 65 Uniform Investment Advisor Law Registration
Licensed with the State of Alabama for Life, Health & Annuities
AIF® Accredited Investment Fiduciary designation

No disciplinary actions have ever been taken against Michael C. Mashburn, Sr. by FINRA
FINRA CRD# 1524812. You can view broker information here:
http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm
Current FINRA state registrations: AL, FL, GA, MS, NC