Broker Check
James C. Nix, Jr., AIF®

James C. Nix, Jr., AIF®

Chief Executive Officer Co-Founder

Educational Background

Mississippi State University – Business Administration Degree: Banking and Finance, 1984

Employment History

1985-1989 Senior Investment Officer – Central Bank of the South; Birmingham, AL
1989-1993 First Vice President/Fixed Income: Morgan Keegan & Co.; Birmingham, AL
1993-1995 Investment Broker – Vanguard Capital
1993-1996 Senior Vice President – TAPSCAN Analytics, Inc. Responsible for marketing *MORTGAGE-MASTER*
1995-1996 Senior Vice President/Sales Manager – International Securities Group, Inc.
1996-2001 Senior Vice President, Investments – Round Hill Securities, Inc.
2002-2006 Executive Vice President/Agency Investment Specialist – Southeastern Financial Group LLC, MassMutual Financial Group
2006-2017 Managing Director / Owner – Horizons Financial Group, Inc.
2017-present Chief Executive Officer / Co-Founder - Horizons Financial Group, Inc.

Registration & Licenses

Series 7 General Securities Representative Registration
Series 52 Municipal Securities Representative Registration
Series 63 Uniform Securities Agent State Law Registration
Series 65 Uniform Investment Advisor Law Registration
Licensed with the State of Alabama for Life, Health & Annuities
AIF® Accredited Investment Fiduciary designation

No disciplinary actions have ever been taken against James C. Nix, Jr. by FINRA.
FINRA CRD# 1435552. You can view broker information here:
http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm
Current FINRA state registrations: AL, FL, GA, MS, NC