James C. Nix, Jr., AIF®

James C. Nix, Jr., AIF®

Partner

Phone: 205/871-7743
Fax: 205/871-7641
Mobile Phone: 205/585-4878
E-mail:

Educational Background

Mississippi State University – Business Administration Degree: Banking and Finance, 1984



Employment History

1985-1989  Senior Investment Officer – Central Bank of the South; Birmingham, AL
1989-1993  First Vice President/Fixed Income: Morgan Keegan & Co.; Birmingham, AL
1993-1995  Investment Broker – Vanguard Capital
1993-1996  Senior Vice President – TAPSCAN Analytics, Inc. Responsible for marketing *MORTGAGE-MASTER*
1995-1996  Senior Vice President/Sales Manager – International Securities Group, Inc.
1996-2001  Senior Vice President, Investments – Round Hill Securities, Inc.
2002-2006  Executive Vice President/Agency Investment Specialist – Southeastern Financial Group LLC, MassMutual Financial Group
2006-present  Partner – Horizons Financial Group, Inc.


Registration & Licenses

Series 7   General Securities Representative Registration
Series 52 Municipal Securities Representative Registration
Series 63 Uniform Securities Agent State Law Registration
Series 65 Uniform Investment Advisor Law Registration
Licensed with the State of Alabama for Life, Health & Annuities

AIF® Accredited Investment Fiduciary designation


No disciplinary actions have ever been taken against James C. Nix, Jr. by FINRA.
FINRA CRD# 1435552.  You can view broker information here:
http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm 

Current FINRA state registrations: AL, AR, FL, MS, NC, TX